Posts Tagged ‘FCA’

  • Sins of the fathers: Compliance officers held personally liable for corporate ABC compliance failings - Wednesday, April 22, 2015 22:12 - 0 Comments
  • FCA and SEC to target bribery in crackdown on financial services firms - Wednesday, January 21, 2015 13:38 - 0 Comments
  • F is for Fail. Three strikes &…firm with ABC controls gets slammed by FCA and fined. - Wednesday, March 26, 2014 7:48 - 0 Comments
  • FSA throws down gauntlet to Asset Management Industry on latest thematic review… - Wednesday, December 5, 2012 13:45 - 0 Comments
  • A new sheriff is coming to town & LIBOR Fixing Report criticism of the FSA could be a game changer for UK enforcement. - Sunday, August 19, 2012 13:00 - 0 Comments
  • Brought to you by...

    Barry Vitou &
    Richard Kovalevsky Q.C.

    The views expressed on this website are those of Barry Vitou & Richard Kovalevsky QC and/or our guest authors from time to time. Please see our terms of use

    in association with...

    Our Tweets

    Friday, August 11, 2017 20:40

    Former DoJ chief Sally Yates on being fired by Trump https://t.co/lmCjHKXJBj via @FT

    Sunday, June 11, 2017 8:18

    Opinion: As debate shifts from future of SFO to future of Theresa May we say: At last, fund the SFO properly. https://t.co/PwuCqHPkTq

    Friday, June 9, 2017 12:21

    SFO cat uses up another life! SFO set to stay after Theresa May's authority is seriously undermined.

    Tuesday, May 23, 2017 11:44

    Opinion: Conservatives must answer two basic questions about the plan to merge the SFO into the NCA https://t.co/OREkjacH2H

    Thursday, May 18, 2017 21:07

    Announcement of SFO merger into the NCA must be followed with detailed plans and assurances to SFO plans now https://t.co/Sbq5zt9yWP