Posts Tagged ‘SYSC’

Sins of the fathers: Compliance officers held personally liable for corporate ABC compliance failings - Wednesday, April 22, 2015 22:12 - 0 Comments

F is for Fail. Three strikes &…firm with ABC controls gets slammed by FCA and fined. - Wednesday, March 26, 2014 7:48 - 0 Comments

FSA Firms & anti-financial crime. Are you compliant & what you need to do – Join us on April 30. We tell you. - Sunday, April 1, 2012 14:40 - 0 Comments

Financial Services: Where is the FSA & will the BBA miss a trick? - Monday, April 25, 2011 13:21 - 0 Comments