Financial Services, Sectors - Written by on Thursday, May 3, 2012 14:25 - 0 Comments

IMPORTANT: FSA authorised firms – what you must do to comply with FSA anti-bribery/fraud rules

Print Friendly

Based on the messages from the FSA to date it appears that many firms do not measure up to the FSA’s expectations when it comes to systems and controls dealing with financial crime, including anti-corruption.

Our key message at our seminar this week was that firms must familiarise themselves with FSA guidance and statements on Financial Crime.  For those interested a neat summary of key themes can be found in the most recent consultation document which can be found here.

We have developed a checklist to identify if firms need to update systems.  If you would like a free one hour meeting to speak with a representative of Pinsent Masons and run through our checklist then please email barry.vitou@pinsentmasons.com

Share Button


Comments are closed.

Brought to you by...

Barry Vitou &
Richard Kovalevsky Q.C.

The views expressed on this website are those of Barry Vitou & Richard Kovalevsky QC and/or our guest authors from time to time. Please see our terms of use

in association with...

Our Tweets

Sunday, June 11, 2017 8:18

Opinion: As debate shifts from future of SFO to future of Theresa May we say: At last, fund the SFO properly. https://t.co/PwuCqHPkTq

Friday, June 9, 2017 12:21

SFO cat uses up another life! SFO set to stay after Theresa May's authority is seriously undermined.

Tuesday, May 23, 2017 11:44

Opinion: Conservatives must answer two basic questions about the plan to merge the SFO into the NCA https://t.co/OREkjacH2H

Thursday, May 18, 2017 21:07

Announcement of SFO merger into the NCA must be followed with detailed plans and assurances to SFO plans now https://t.co/Sbq5zt9yWP

Friday, January 27, 2017 16:13

Why people bribe. What stops them. And what to do if you’re worried you’ve bribed someone. https://t.co/tYdE9rhoOz