Financial Services

  • Sins of the fathers: Compliance officers held personally liable for corporate ABC compliance failings - Wednesday, April 22, 2015 22:12 - 0 Comments
  • FCA and SEC to target bribery in crackdown on financial services firms - Wednesday, January 21, 2015 13:38 - 0 Comments
  • BREAKING: Merry Christmas: Financial Conduct Authority fines insurance broker £1.8 million for anti-bribery systems failings - Thursday, December 19, 2013 5:27 - 0 Comments
  • FSA throws down gauntlet to Asset Management Industry on latest thematic review… - Wednesday, December 5, 2012 13:45 - 0 Comments
  • IMPORTANT: FSA authorised firms – what you must do to comply with FSA anti-bribery/fraud rules - Thursday, May 3, 2012 14:25 - 0 Comments
  • FSA Firms & anti-financial crime. Are you compliant & what you need to do – Join us on April 30. We tell you. - Sunday, April 1, 2012 14:40 - 0 Comments
  • British Bankers Association Publishes Guidance on Bribery Act: Banks should check their existing policies & procedures - Wednesday, December 21, 2011 5:40 - 0 Comments
  • Transparency International UK – Corporate due diligence consultation & proportionality - Sunday, September 18, 2011 23:23 - 0 Comments
  • FSA fires another warning shot on Bribery enforcement - Tuesday, September 13, 2011 22:57 - 1 Comment
  • Demand & Supply – FSA thematic reviews: now Bribery & Corruption - Thursday, August 18, 2011 1:26 - 0 Comments
  • The importance of the FSA financial crime consultation – why FSA firms must take note - Tuesday, August 16, 2011 0:22 - 0 Comments
  • FSA seeks views on new regulatory guide: Financial Crime: a guide for firms - Tuesday, August 9, 2011 1:40 - 1 Comment
  • SFO v. FSA – Is the FSA tougher than the SFO on bribery? - Monday, August 8, 2011 2:18 - 2 Comments
  • Easy tiger…no proven bribery = £7 million fine – FSA bares teeth (again) - Thursday, July 21, 2011 14:21 - 2 Comments
  • Our top 5 predictions for the 1st year of the Bribery Act - Friday, July 1, 2011 0:48 - 5 Comments
  • Non story? – SFO confirms not involved in US sovereign wealth fund probe: AKA curiouser & curiouser said Alice… - Thursday, June 30, 2011 5:31 - 1 Comment
  • Mergers & Acquisitions – what happens if there are corruption problems in a new acquisition? - Wednesday, June 29, 2011 0:18 - 0 Comments
  • Corporate social responsibility & the SFO A.K.A money laundering & the impaired investment - Sunday, June 26, 2011 23:41 - 0 Comments
  • Private Equity: compliance risk for portfolio company bribery? - Friday, June 24, 2011 0:20 - 0 Comments
  • Financial Services: M&A due diligence (Part 2) - Monday, June 6, 2011 23:47 - 0 Comments
  • 5) Investigating a possible bribe: are we there yet? Conducting the investigation - Friday, June 3, 2011 4:49 - 0 Comments
  • From May 1st new China anti-corruption laws follow long arm jurisdiction trend - Monday, May 30, 2011 7:58 - 3 Comments
  • Financial Services: AIM Nominated Advisers (NOMADS) & the Bribery Act - Thursday, May 12, 2011 23:56 - 2 Comments
  • Financial Services: Where is the FSA & will the BBA miss a trick? - Monday, April 25, 2011 13:21 - 0 Comments
  • The Bribery Act for corporate lawyers - Wednesday, April 13, 2011 4:11 - 0 Comments
  • Ask Barry & Richard: Associated Persons, the guidance, the loophole & the chocolate teapot - Tuesday, April 12, 2011 0:05 - 0 Comments
  • Howard Sklar: Case Study #3: Joint Venture or Junior Varsity - Monday, April 4, 2011 13:21 - 1 Comment
  • Financial Services: M&A, Private Equity and the lifebelt (Part 1) - Wednesday, March 16, 2011 0:48 - 0 Comments
  • Financial services & corruption: Private Equity in the spotlight? - Tuesday, March 15, 2011 0:06 - 1 Comment
  • London’s financial services sector, the Bribery Act & anti-corruption laws - Monday, March 14, 2011 0:25 - 0 Comments
  • The Bribery Act, marriage, in-laws & children: SFO guidance about Joint Ventures - Sunday, February 6, 2011 14:14 - 0 Comments
  • Our Christmas and New Year Quiz: The Answers - Sunday, January 30, 2011 16:59 - 0 Comments
  • Uncertainties in the Bribery Act: The UK Financial Markets Law Committee Report - Tuesday, December 14, 2010 3:19 - 0 Comments
  • Our predictions for 2011 & a round up (our end of year newsletter) - Sunday, December 12, 2010 16:15 - 0 Comments
  • SFO’s stark warning to pharmaceutical companies: act now or take your medicine - Saturday, November 6, 2010 2:27 - 0 Comments
  • The construction business, SME’s, corporate hospitality & grease payments… - Sunday, October 31, 2010 6:54 - 0 Comments
  • BREAKING Messent bribery sentence: Prison + large fine = senior executives take note - Tuesday, October 26, 2010 11:02 - 0 Comments
  • Free Anti-Bribery & Corruption Masterclass - Tuesday, October 19, 2010 7:06 - 0 Comments
  • Our top 5 enforcement trends - Sunday, September 12, 2010 2:30 - 0 Comments
  • Barry Vitou and Richard Kovalevsky QC write in: “The Deal” Magazine - Saturday, September 4, 2010 2:50 - 0 Comments
  • Brought to you by...

    Barry Vitou &
    Richard Kovalevsky Q.C.

    The views expressed on this website are those of Barry Vitou & Richard Kovalevsky QC and/or our guest authors from time to time. Please see our terms of use

    in association with...

    Subscribe to our mailing list and keep up to date, you can unsubscribe at anytime